Pick your firm type and fiscal year end to get your dates and an .ics file for Google, Outlook or Apple Calendar. Each item quotes the rule text. Not legal advice; confirm with your CCO, FINOP or counsel. Last checked against sources: October 21, 2026.
Tip: most firms use December 31.
| Date | Item | Rule text (quoted) | Source |
|---|---|---|---|
| Choose a fiscal year end to see your dates. | |||
How dates are computed: calendar-day deadlines are your fiscal year end plus the stated days. Business-day deadlines skip weekends but not federal holidays, so they are marked "estimate". If a date lands on a weekend or holiday, check the filing system's rules. Event-driven items (like Form CRS updates) are listed without dates. FOCUS rows show the next four calendar quarters from today.
| Item | Who | Rule text | Source |
|---|---|---|---|
| Form CRS changes to existing clients | SEC RIAs and BDs with retail investors | "within 60 days after the amendments are required to be made" | 17 CFR 275.204-5(b)(4) |
| Form CRS on request | Same | "within 30 days upon request" | 17 CFR 275.204-5(b)(5) |
| Form ADV other-than-annual amendments | SEC RIAs | "More frequently, if required by the instructions to Form ADV" | 17 CFR 275.204-1(a)(1)(ii) |